Our Qualifications

How we are different:

Our investment committee, is led by co-chief investment officer’s James M. Garber, CFA, AIF with an emphasis on fundamental research, and Sean R. Balog, CMT, AIF providing technical analysis. We stay true to our disciplined, long-term perspective while capitalizing on selective, opportunistic recommendations. Our firm has a singular mindset and objective; to help achieve the goals and objectives of each of our clients in a customize, personalized and professional manner

As an independent Registered Investment Advisor (RIA), we act as a true fiduciary for our clients and their assets. We are not affiliated with any brokerage firm, bank, trust department or financial services institution.

Being independent allows us the opportunity to provide unbiased and completely objective advice. With an autonomous mindset, we do not allow ourselves to be influenced by market sentiments, fads, corporate parents, product pushers or other short-term aberrations.